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D-9.2, r. 10 - Regulation respecting the pursuit of activities as a representative

Section 5.5
Disposition versions

Full text
5.5. Subparagraph 1 of the first paragraph of section 5.1 and sections 5.2 and 5.3 do not apply to a representative whose outside activity is that of acting as a representative of a person registered as a dealer or adviser under the Derivatives Act (chapter I-14.01) or the Securities Act (chapter V-1.1).
M.O. 2023-07, s. 2.
In force: 2023-12-02
5.5. Subparagraph 1 of the first paragraph of section 5.1 and sections 5.2 and 5.3 do not apply to a representative whose outside activity is that of acting as a representative of a person registered as a dealer or adviser under the Derivatives Act (chapter I-14.01) or the Securities Act (chapter V-1.1).
M.O. 2023-07, s. 2.
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